SEC Form 4 · accession 0001209191-19-013906
Ovid Therapeutics Inc. · OVID
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dirk Haasner
Officer — SVP, Global Regulatory Affairs
Period of report
Feb 24, 2019
Accepted (ET)
Feb 26, 2019 · 9:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636651
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.89 | Feb 24, 2019 | A | 75,000 | A | — | Feb 23, 2029 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F125% of the shares subject to the Stock Option will vest and become exercisable on February 24, 2020 and the remaining shares will vest in 36 equal monthly installments thereafter subject to the Reporting Person's continued services through such date.