SEC Form 5 · accession 0001209191-19-010111
Madison Square Garden Sports Corp. · MSGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 4:11 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636519
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Apr 20, 2018 | G | 6,163 | $0.00 | D | 0 | D | |
| Class A Common StockF1,F3,F4 | Apr 20, 2018 | G | 6,163 | $0.00 | A | 33,572 | I | By CFD 2009 Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1,F3,F4,F5 | — | Dec 7, 2018 | G | 225,385 | D | — | — | Class A Common Stock | 225,385 | 0 | I |
| Class B Common StockF1,F3,F6,F5 | — | Dec 7, 2018 | G | 112,693 | A | — | — | Class A Common Stock | 112,693 | 112,693 | I |
| Class B Common StockF1,F7,F8,F5 | — | Dec 7, 2018 | G | 112,692 | A | — | — | Class A Common Stock | 112,692 | 0 | I |
| Class B Common StockF1,F7,F8,F5 | — | Dec 7, 2018 | G | 112,692 | D | — | — | Class A Common Stock | 112,692 | 0 | I |
| Class B Common StockF1,F8,F9,F5 | — | Dec 7, 2018 | G | 112,692 | A | — | — | Class A Common Stock | 112,692 | 112,692 | I |
Explanation of responses
- F1Gift.
- F2Securities held directly by Mr. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan.
- F3Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F4Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
- F5The Madison Square Garden Company Class B Common Stock (the "Class B Common Stock") of the Issuer is convertible at the option of the holder on a share for share basis into The Madison Square Garden Company Class A Common Stock (the "Class A Common Stock") of the Issuer.
- F6These securities are owned solely by the Charles F. Dolan 2018 Grantor Retained Annuity Trust #1M. Charles F. Dolan is the sole trustee and beneficiary of the trust.
- F7Helen A. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust.
- F8Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
- F9These securities are owned solely by the Helen A. Dolan 2018 Grantor Retained Annuity Trust #1M. Helen A. Dolan is the sole trustee and beneficiary of the trust.