SEC Form 4 · accession 0001209191-15-075036
Madison Square Garden Sports Corp. · MSGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Period of report
Sep 30, 2015
Accepted (ET)
Oct 9, 2015 · 4:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636519
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D | |
| Class A Common StockF1,F2,F4 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D | |
| Class A Common StockF1,F2,F5 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D | |
| Class A Common StockF1,F2,F6 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D | |
| Class A Common StockF1,F2,F7 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D | |
| Class A Common StockF1,F2,F8 | Sep 30, 2015 | J | 4,431 | — | A | 4,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF10,F2,F3,F9 | — | Sep 30, 2015 | J | 430,402 | A | — | — | Class A Common Stock | 430,402 | 430,402 | D |
| Class B Common StockF10,F2,F4,F9 | — | Sep 30, 2015 | J | 430,402 | A | — | — | Class A Common Stock | 430,402 | 430,402 | D |
| Class B Common StockF10,F2,F5,F9 | — | Sep 30, 2015 | J | 403,068 | A | — | — | Class A Common Stock | 403,068 | 403,068 | D |
| Class B Common StockF10,F2,F6,F9 | — | Sep 30, 2015 | J | 405,402 | A | — | — | Class A Common Stock | 405,402 | 405,402 | D |
| Class B Common StockF10,F2,F7,F9 | — | Sep 30, 2015 | J | 370,402 | A | — | — | Class A Common Stock | 370,402 | 370,402 | D |
| Class B Common StockF10,F2,F8,F9 | — | Sep 30, 2015 | J | 426,402 | A | — | — | Class A Common Stock | 426,402 | 426,402 | D |
Explanation of responses
- F1Represents Class A Common Stock received in connection with the distribution by MSG Networks Inc. (formerly, The Madison Square Garden Company, and referred to herein as "MSG Networks") of all of the outstanding common stock of The Madison Square Garden Company (formerly, MSG Spinco, Inc. and referred to herein as "MSG") to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9.
- F10Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9.
- F2Reflects transfer of shares previously owned directly by MSG Networks and its subsidiaries exempt under Rule 16a-13.
- F3These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO James L. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F4These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Thomas C. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F5These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Patrick F. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F6These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Kathleen M. Dolan, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F7These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Deborah A. Dolan-Sweeney, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F8These securities are owned solely by the Charles F. Dolan 2009 Family Trust FBO Marianne Dolan Weber, which is a member of a "group" with the other reporting persons for purposes of Section 13(d) of the Exchange Act. Each of the other reporting persons disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F9The Madison Square Garden Company Class B Common Stock (the "Class B Common Stock") is convertible at the option of the holder on a share for share basis into The Madison Square Garden Company Class A Common Stock (the "Class A Common Stock").