SEC Form 4 · accession 0001209191-19-000431
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick W. Anderson
Officer — President of PIB
Period of report
Jan 1, 2019
Accepted (ET)
Jan 2, 2019 · 6:24 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jan 1, 2019 | M | 599 | — | A | 599 | D | |
| Common Shares | Jan 1, 2019 | F | 208 | $30.305 | D | 391 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Jan 1, 2019 | M | 599 | D | — | — | Common Shares | 599 | 1,199 | D |
| Restricted Stock UnitsF1,F3 | — | Jan 1, 2019 | A | 2,190 | A | — | — | Common Shares | 2,190 | 2,190 | D |
Explanation of responses
- F1Restricted stock units convert into common shares on a one-for-one basis.
- F2On March 1, 2018, the reporting person was granted 1,798 restricted stock units, vesting in three equal annual installments beginning January 1, 2019.
- F3On January 1, 2019, the reporting person was granted 2,190 restricted stock units, vesting in three equal annual installments beginning January 1, 2020.