SEC Form 4 · accession 0001209191-18-041001
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H. Swenson
Director
Period of report
Jul 1, 2018
Accepted (ET)
Jul 3, 2018 · 4:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | Jul 1, 2018 | A | 420 | $0.00 | A | 19,590 | D | |
| Common Shares | Jul 1, 2018 | M | 560 | $0.00 | A | 20,150 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jul 1, 2018 | M | 560 | D | Jul 1, 2018 | — | Common Shares | 560 | 0 | D |
Explanation of responses
- F1On July 1, 2018, the reporting person was granted 420 restricted stock units, vesting immediately.
- F2Each restricted stock unit represents a contingent right to receive one of the Issuer's common shares.
- F3On July 1, 2017, the reporting person was granted 560 restricted stock units, vesting on the first anniversary of the grant date.