SEC Form 4 · accession 0001209191-18-018631
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Brent Anderson
Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 9, 2018 · 7:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Mar 5, 2018 | M | 11,000 | $4.85 | A | 34,599 | D | |
| Common Shares | Mar 5, 2018 | F | 1,707 | $31.25 | D | 32,892 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F1 | $4.85 | Mar 5, 2018 | M | 11,000 | D | — | Jan 1, 2020 | Common Shares | 11,000 | 11,000 | D |
Explanation of responses
- F1The option became exercisable in five equal annual installments. The first installment became exercisable on January 1, 2011, and the next four installments became exercisable on January 1, 2012, January 1, 2013, January 1, 2014 and January 1, 2015.