SEC Form 4 · accession 0001209191-18-014350
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Douglas H. Swenson
Director
Period of report
Jul 26, 2017
Accepted (ET)
Feb 28, 2018 · 10:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jul 26, 2017 | M | 3,604 | $11.10 | A | 17,604 | D | |
| Common Shares | Jul 26, 2017 | M | 4,116 | $17.00 | A | 21,720 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy) | $11.10 | Jul 26, 2017 | M | 3,604 | D | Jul 1, 2015 | Jul 1, 2019 | Common Shares | 3,604 | 0 | D |
| Share Option (right to buy) | $17.00 | Jul 26, 2017 | M | 4,116 | D | Jul 1, 2016 | Jul 1, 2020 | Common Shares | 4,116 | 0 | D |