SEC Form 4 · accession 0001209191-18-014348
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wolfgang T. N. Muelleck
Director
Period of report
Feb 27, 2018
Accepted (ET)
Feb 28, 2018 · 10:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 27, 2018 | M | 25,432 | $4.85 | A | 47,740 | D | |
| Common Shares | Feb 27, 2018 | M | 24,792 | $12.10 | A | 72,532 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy)F1 | $4.85 | Feb 27, 2018 | M | 25,432 | D | — | Jan 1, 2020 | Common Shares | 0 | 0 | D |
| Share Option (right to buy)F2 | $12.10 | Feb 27, 2018 | M | 24,792 | D | — | Dec 31, 2024 | Common Shares | 0 | 6,298 | D |
Explanation of responses
- F1The option became exercisable in four equal annual installments. The first installment became exercisable on January 1, 2010, and the next three installments became exercisable on January 1, 2011, January 1, 2012 and January 1, 2013.
- F2The option became exercisable in three equal annual installments. The first installment became exercisable on January 1, 2016, and the next two installments became exercisable on January 1, 2017 and January 1, 2018.