SEC Form 4 · accession 0001209191-17-015664
People's Utah Bancorp · PUB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Brent Anderson
Director
Period of report
Feb 26, 2017
Accepted (ET)
Mar 1, 2017 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636286
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Feb 26, 2017 | J | 10,000 | $0.00 | D | 4,604 | I | By Camille Anderson Trust |
| Common Shares | Feb 26, 2017 | J | 10,000 | $0.00 | A | 21,000 | D | |
| Common Shares | Feb 27, 2017 | M | 11,000 | $4.85 | A | 32,000 | D | |
| Common Shares | Feb 27, 2017 | F | 1,995 | $26.70 | D | 30,005 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Share Option (right to buy) | $4.85 | Feb 28, 2017 | M | 11,000 | D | Jan 1, 2014 | Jan 1, 2020 | Common Shares | 11,000 | 22,000 | D |
Explanation of responses
- F1Shares transferred from a trust. Mr. Anderson has a pecuniary interest in all of the shares held in Camille Anderson Trust.