SEC Form 3 · accession 0001209191-15-052012
Axovant Sciences Ltd. · AXON
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Vivek Ramaswamy
Officer — Principal Executive Officer · Director · 10% Owner
Period of report
Jun 10, 2015
Accepted (ET)
Jun 10, 2015 · 6:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636050
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common SharesF1 | holding | — | — | — | 75,000,000 | I | By: Roivant Sciences Ltd. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares are owned by Roivant Sciences Ltd. ("Roivant"). The Reporting Person is one of three directors of Roivant and may be deemed to have the power to vote and dispose of the shares owned by Roivant. The Reporting Person disclaims beneficial ownership of the shares owned by Roivant, except to the extent of his pecuniary interest therein.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney