SEC Form 4 · accession 0001636023-17-000096
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Aug 31, 2017
Accepted (ET)
Sep 1, 2017 · 4:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 31, 2017 | M | 47,854 | $26.99 | A | 543,289 | D | |
| Common Stock | Aug 31, 2017 | M | 29,001 | $9.02 | A | 572,290 | D | |
| Common StockF1 | Aug 31, 2017 | S | 76,855 | $56.8915 | D | 495,435 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 7,064 | I | By Son | |
| Common Stock | holding | — | — | — | 140,680 | I | By Trust | |
| Common Stock | holding | — | — | — | 34,672 | I | In Employee Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF2 | $26.99 | Aug 31, 2017 | M | 47,854 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 47,854 | 34,458 | D |
| Stock option - right to buyF2 | $9.02 | Aug 31, 2017 | M | 29,001 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 29,001 | 614,082 | D |
Explanation of responses
- F1Shares sold at average price of $56.891596. Prices ranging from $56.48 to $57.025 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.