SEC Form 4 · accession 0001636023-17-000094
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Aug 29, 2017
Accepted (ET)
Aug 31, 2017 · 1:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2017 | M | 47,856 | $26.99 | A | 543,291 | D | |
| Common Stock | Aug 29, 2017 | M | 29,003 | $9.02 | A | 572,294 | D | |
| Common StockF1 | Aug 29, 2017 | S | 76,859 | $55.0718 | D | 495,435 | D | |
| Common Stock | Aug 30, 2017 | M | 47,856 | $26.99 | A | 543,291 | D | |
| Common Stock | Aug 30, 2017 | M | 29,003 | $9.02 | A | 572,294 | D | |
| Common StockF2 | Aug 30, 2017 | S | 76,859 | $55.7288 | D | 495,435 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 7,064 | I | By Son | |
| Common Stock | holding | — | — | — | 140,680 | I | In Trust | |
| Common Stock | holding | — | — | — | 34,672 | I | In Employee Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF3 | $26.99 | Aug 29, 2017 | M | 47,856 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 47,856 | 130,168 | D |
| Stock option - right to buyF3 | $9.02 | Aug 29, 2017 | M | 29,003 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 29,003 | 672,086 | D |
| Stock option - right to buyF3 | $26.99 | Aug 30, 2017 | M | 47,856 | D | Jul 1, 2017 | Feb 25, 2018 | Common Stock | 47,856 | 82,312 | D |
| Stock option - right to buyF3 | $9.02 | Aug 30, 2017 | M | 29,003 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 29,003 | 643,083 | D |
Explanation of responses
- F1Shares sold at average price of $55.071824. Prices ranging from $54.51 to $55.32 per share.
- F2Shares sold at average price of $55.728860. Prices ranging from $55.00 to $56.045 per share.
- F3Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.