SEC Form 4 · accession 0001636023-17-000092
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Aug 28, 2017
Accepted (ET)
Aug 29, 2017 · 3:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 28, 2017 | M | 2,122 | $23.65 | A | 497,557 | D | |
| Common Stock | Aug 28, 2017 | M | 6,187 | $9.02 | A | 503,744 | D | |
| Common Stock | Aug 28, 2017 | M | 1,914 | $26.99 | A | 505,658 | D | |
| Common Stock | Aug 28, 2017 | M | 120 | $23.65 | A | 505,778 | D | |
| Common StockF1 | Aug 28, 2017 | S | 10,343 | $55.2147 | D | 495,435 | D | |
| Common Stock | Aug 28, 2017 | M | 47,856 | $26.99 | A | 543,291 | D | |
| Common Stock | Aug 28, 2017 | M | 29,003 | $9.02 | A | 572,294 | D | |
| Common StockF3 | Aug 28, 2017 | S | 76,859 | $55.0401 | D | 495,435 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 7,064 | I | By Son | |
| Common Stock | holding | — | — | — | 140,680 | I | In Trust | |
| Common Stock | holding | — | — | — | 34,672 | I | In Employee Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option - right to buyF2 | $23.65 | Aug 28, 2017 | M | 2,122 | D | Jul 1, 2015 | Feb 22, 2020 | Common Stock | 2,122 | 250,466 | D |
| Stock option - right to buyF2 | $9.02 | Aug 28, 2017 | M | 6,187 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 6,187 | 730,092 | D |
| Stock option - right to buyF2 | $26.99 | Aug 28, 2017 | M | 1,914 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 1,914 | 225,880 | D |
| Stock option - right to buyF2 | $23.65 | Aug 28, 2017 | M | 120 | D | Jul 1, 2017 | Feb 22, 2020 | Common Stock | 120 | 14,281 | D |
| Stock option - right to buyF2 | $26.99 | Aug 28, 2017 | M | 47,856 | D | Jul 1, 2015 | Feb 25, 2018 | Common Stock | 47,856 | 178,024 | D |
| Stock option - right to buyF2 | $9.02 | Aug 28, 2017 | M | 29,003 | D | Jul 1, 2015 | Feb 23, 2019 | Common Stock | 29,003 | 701,089 | D |
Explanation of responses
- F1Shares sold at average price of $55.214757. Prices ranging from $55.00 to $55.46 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.
- F3Shares sold at average price of $55.040183. Prices ranging from $54.725 to $55.25 per share.