SEC Form 4 · accession 0001636023-16-000311
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A Luke Jr.
Director
Period of report
Sep 15, 2016
Accepted (ET)
Sep 15, 2016 · 11:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 13, 2016 | M | 188,103 | $31.87 | A | 837,343 | D | |
| Common StockF1 | Sep 13, 2016 | S | 188,103 | $46.6196 | D | 649,240 | D | |
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 7,064 | I | By Son | |
| Common Stock | holding | — | — | — | 140,680 | I | By Trust | |
| Common Stock | holding | — | — | — | 33,625 | I | In Employee Stock Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| stock option right-to-buyF2 | $31.87 | Sep 13, 2016 | M | 188,103 | D | Jul 1, 2015 | Feb 26, 2017 | Common Stock | 188,103 | 188,103 | D |
Explanation of responses
- F1Shares sold at average price of $46.619676. Prices ranging from $46.50 to $47.06 per share.
- F2Reflects adjustment for Ingevity Corporation spin-off on May 15, 2016.