SEC Form 4 · accession 0001636023-16-000247
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ward H. Dickson
Officer — EVP & Chief Financial Officer
Period of report
Feb 2, 2016
Accepted (ET)
Feb 4, 2016 · 3:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 2, 2016 | A | 8,995 | $33.36 | A | 63,793 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option - right to buyF2 | $33.36 | Feb 2, 2016 | A | 32,975 | A | Feb 2, 2017 | Feb 2, 2026 | Common Stock | 32,975 | 32,975 | D |
Explanation of responses
- F1Restricted stock will vest 2,999 on 02/02/2017, 2,998 on 02/02/2018 and 2,998 on 02/02/2019.
- F2Options will vest 10,992 on 02/02/2017, 10,992 on 02/02/2018 and 10,991 on 02/02/2019.