SEC Form 4/A · accession 0001636023-15-000193
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
John A Luke Jr.
Director
Period of report
Jul 1, 2015
Accepted (ET)
Nov 18, 2015 · 1:28 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2015 | A | 89,756 | $0.00 | A | 415,876 | D | |
| Common StockF3 | Jul 1, 2015 | A | 75,002 | $0.00 | A | 490,878 | D | |
| Common StockF4 | Jul 1, 2015 | A | 92,584 | $0.00 | A | 583,462 | D | |
| Common StockF1 | holding | — | — | — | 326,120 | D | ||
| Common Stock | holding | — | — | — | 2,269 | I | By Spouse | |
| Common Stock | holding | — | — | — | 7,644 | I | By Daughter | |
| Common Stock | holding | — | — | — | 7,064 | I | By Son | |
| Common Stock | holding | — | — | — | 140,680 | I | In Family Trust | |
| Common Stock | holding | — | — | — | 33,912 | I | In Employee Stock Plan | |
| Common Stock | holding | — | — | — | 105,387 | I | In Deferred Income Plan | |
| Common Stock | holding | — | — | — | 11,197 | I | By Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4 | $0.00 | Jul 1, 2015 | A | 92,584 | D | — | — | Common Stock | 92,584 | 0 | D |
| Restricted Stock UnitsF3 | $0.00 | Jul 1, 2015 | A | 75,002 | D | — | — | Common Stock | 75,002 | 0 | D |
| Restricted Stock UnitsF2 | $0.00 | Jul 1, 2015 | A | 89,756 | D | — | — | Common Stock | 89,756 | 0 | D |
Explanation of responses
- F1Includes grant of 1,035 shares of restricted stock awarded 10/29/2015 vesting January 30, 2015 previously reported as vesting on one year anniversary.
- F2On July 1, 2015, the performance criteria was deemed satisfied for an award previoulsy granted on 02/25/2013, and the award converted into an award subject only to the deferred distribution under 409A.
- F3On July 1, 2015, the performance criteria was deemed satisfied for an award previoulsy granted on 02/24/2014, and the award converted into an award subject only to the deferred distribution under 409A.
- F4On July 1, 2015, the performance criteria was deemed satisfied for an award previoulsy granted on 02/23/2015, and the award converted into an award subject only to the deferred distribution under 409A. These restricted stock units were originally reported as 92,583 and should be 92,584.