SEC Form 4/A · accession 0001636023-15-000189
WRKCo Inc. · WRK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Robert K Beckler
Officer — President Packaging Solutions
Period of report
Jul 1, 2015
Accepted (ET)
Nov 18, 2015 · 1:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001636023
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 1, 2015 | A | 9,323 | $0.00 | A | 29,533 | D | |
| Common StockF3 | Jul 1, 2015 | A | 20,317 | $0.00 | A | 49,850 | D | |
| Common StockF4 | Jul 1, 2015 | A | 3,649 | $0.00 | A | 53,499 | D | |
| Common Stock | holding | — | — | — | 20,210 | D | ||
| Common Stock | holding | — | — | — | 1,464 | I | In Employee Savings Plan | |
| Common Stock | holding | — | — | — | 512 | I | In Deferred Income Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Service-Based Restricted Stock UnitsF4 | $0.00 | Jul 1, 2015 | A | 3,649 | D | — | — | Common Stock | 3,649 | 0 | D |
| Service-Based Restricted StockF3 | $0.00 | Jul 1, 2015 | A | 20,317 | D | — | — | Common Stock | 20,317 | 0 | D |
| Service-Based Restricted Stock UnitsF2 | $0.00 | Jul 1, 2015 | A | 9,323 | D | — | — | Common Stock | 9,323 | 0 | D |
| Non-Qualified Stock OptionF1 | $70.21 | holding | — | — | — | — | Feb 23, 2025 | Common Stock | 3,063 | 3,063 | D |
Explanation of responses
- F1Stock option was reported as 6,473 shares and should have been 3,063 shares. The underlying MWV option was unvested at the time of the Merger, and the converted option to purchase WestRock common stock has vested in accordance with its terms immediately following the merger.
- F2On July 1, 2015, the performance criteria was deemed satisfied for an award previously granted on 02/25/2013, and the award converted into an award subject only to a service condition. The service condition is expected to be completed and the award to vest on 02/25/2016.
- F3On July 1, 2015, the performance criteria was deemed satisfied for an award previously granted on 02/24/2014, and the award converted into an award subject only to a service condition. The service condition is expected to be completed and the award to vest on 02/24/2017.
- F4On July 1, 2015, the performance criteria was deemed satisfied for an award previously granted on 02/23/2015, and the award converted into an award subject only to a service condition. The service condition is expected to be completed and the award to vest on 02/23/2018.