SEC Form 4 · accession 0001637378-16-000004
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rey Perez Jr.
Officer — Sr VP - CLO & Secretary
Period of report
Nov 11, 2016
Accepted (ET)
Nov 15, 2016 · 11:03 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Nov 11, 2016 | M | 100 | $114.64 | A | 100 | D | |
| Class A Common Stock | Nov 11, 2016 | D | 100 | $245.75 | D | 0 | D | |
| Class A Common Stock | Nov 11, 2016 | M | 100 | $132.56 | A | 100 | D | |
| Class A Common Stock | Nov 11, 2016 | D | 100 | $245.75 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $114.64 | Nov 11, 2016 | M | 100 | D | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 100 | 0 | D |
| Stock Appreciation RightsF1 | $132.56 | Nov 11, 2016 | M | 100 | D | Dec 14, 2014 | Dec 14, 2021 | Class A Common Stock | 100 | 0 | D |
Explanation of responses
- F1The SARs are exercisable as they vest. The SARs vest in five equal annual installments beginning on the Date Exercisable.