SEC Form 4 · accession 0001567777-17-000002
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kitty Kennedy Nelson
Officer — NWLIC President & COO
Period of report
Dec 30, 2016
Accepted (ET)
Jan 3, 2017 · 11:20 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 30, 2016 | M | 100 | $132.56 | A | 100 | D | |
| Class A Common Stock | Dec 30, 2016 | D | 100 | $310.80 | D | 0 | D | |
| Class A Common Stock | Dec 30, 2016 | M | 200 | $210.22 | A | 200 | D | |
| Class A Common Stock | Dec 30, 2016 | D | 200 | $310.80 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation Rights | $132.56 | Dec 30, 2016 | M | 100 | D | Dec 14, 2014 | Dec 14, 2021 | Class A Common Stock | 100 | 0 | D |
| Stock Appreciation Rights | $210.22 | Dec 30, 2016 | M | 200 | D | Dec 11, 2016 | Dec 11, 2023 | Class A Common Stock | 200 | 0 | D |