SEC Form 4 · accession 0001567777-15-000002
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kitty Kennedy Nelson
Officer — NWLIC Sr VP - Chief Actuary
Period of report
Nov 20, 2015
Accepted (ET)
Nov 20, 2015 · 5:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $132.56 | Nov 20, 2015 | M | 100 | D | Dec 14, 2014 | Dec 14, 2021 | Class A Common Stock | 100 | 0 | D |
| Stock Appreciation RightsF1 | $114.64 | Nov 20, 2015 | M | 100 | D | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 100 | 0 | D |
| Stock Appreciation RightsF1 | $210.22 | holding | — | — | — | Dec 11, 2016 | Dec 11, 2023 | Class A Common Stock | 1,000 | 0 | D |
| Stock Appreciation RightsF1 | $132.56 | holding | — | — | — | Dec 14, 2014 | Dec 14, 2021 | Class A Common Stock | 400 | 0 | D |
| Stock Appreciation RightsF1 | $114.64 | holding | — | — | — | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 100 | 0 | D |
| Non-Qualified Stock OptionsF2 | $255.13 | holding | — | — | — | Apr 18, 2011 | Apr 18, 2018 | Class A Common Stock | 500 | 0 | D |
Explanation of responses
- F1The SARs are exercisable as they vest. The SARs vest in five equal annual installments beginning on the Date Exercisable.
- F2The options are exercisable as they vest. The options vest in five equal annual installments beginning on the Date Exercisable.