SEC Form 4 · accession 0001467196-18-000004
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross R Moody
Officer — President & CEO · Director
Period of report
Mar 5, 2018
Accepted (ET)
Mar 7, 2018 · 10:18 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Mar 5, 2018 | M | 5,518 | $255.13 | A | 5,518 | D | |
| Class A Common Stock | Mar 5, 2018 | F | 4,505 | $312.48 | D | 1,013 | D | |
| Class A Common Stock | Mar 5, 2018 | F | 405 | $312.48 | D | 608 | D | |
| Class A Common StockF1 | Mar 5, 2018 | S | 608 | $312.48 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $255.13 | Mar 5, 2018 | M | 5,518 | D | Apr 18, 2011 | Apr 18, 2018 | Class A Common Stock | 5,518 | 0 | D |
Explanation of responses
- F1These shares were sold by the reporting person to the registrant pursuant to the registrant's share repurchase program.
- F2The options are exercisable as they vest. The options vest in five equal annual installments beginning on the Date Exercisable.