SEC Form 4 · accession 0001467196-16-000008
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ross R Moody
Officer — President & CEO · Director
Period of report
Dec 15, 2016
Accepted (ET)
Dec 16, 2016 · 2:42 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 15, 2016 | M | 1,000 | $114.64 | A | 1,000 | D | |
| Class A Common Stock | Dec 15, 2016 | M | 3,311 | $114.64 | A | 4,311 | D | |
| Class A Common Stock | Dec 15, 2016 | D | 4,311 | $306.81 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Appreciation RightsF1 | $114.64 | Dec 15, 2016 | M | 1,000 | D | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 1,000 | 0 | D |
| Stock Appreciation RightsF1 | $114.64 | Dec 15, 2016 | M | 3,311 | D | Feb 19, 2012 | Feb 19, 2019 | Class A Common Stock | 3,311 | 0 | D |
Explanation of responses
- F1The SARs are exercisable as they vest. The SARs vest in five equal annual installments beginning on the Date Exercisable.