SEC Form 4 · accession 0001465667-16-000008
National Western Life Group, Inc. · NWLI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patricia L Scheuer
Officer — NWLIC Sr VP-Chief Inv Officer
Period of report
Dec 8, 2016
Accepted (ET)
Dec 9, 2016 · 5:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635984
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Dec 8, 2016 | M | 200 | $255.13 | A | 200 | D | |
| Class A Common Stock | Dec 8, 2016 | F | 169 | $302.59 | D | 31 | D | |
| Class A Common Stock | Dec 8, 2016 | F | 12 | $302.59 | D | 19 | D | |
| Class A Common StockF1 | Dec 8, 2016 | S | 19 | $302.59 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF2 | $255.13 | Dec 8, 2016 | M | 200 | D | Apr 18, 2011 | Apr 18, 2018 | Class A Common Stock | 200 | 0 | D |
Explanation of responses
- F1These shares were sold by the reporting person to the registrant pursuant to the registrant's share repurchase program.
- F2The SARs are exercisable as they vest. The SARs vest in five equal annual installments beginning on the Date Exercisable.