SEC Form 4 · accession 0001635881-18-000020
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Patrick Ryan
Director
Period of report
Mar 2, 2018
Accepted (ET)
Mar 6, 2018 · 9:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF1 | — | Mar 2, 2018 | A | 1,014 | A | — | — | Common Stock | 1,014 | 3,312 | D |
| Common StockF2 | — | Mar 4, 2018 | A | 4,764 | A | — | — | Common Stock | 4,764 | 8,076 | D |
Explanation of responses
- F1Exterran Corporation (the "Company") made a grant of phantom units under the Amended and Restated Directors' Stock and Deferral Plan (the "Plan") representing payment to the reporting person of retainer and meeting fees. The phantom units become payable in shares of common stock (or cash in lieu of any fractional shares) within 30 days following the earliest of (i) a deferral date selected by the reporting person, (ii) the reporting person's Separation from Service (as defined in the Plan) for any reason or (iii) the date of a Change of Control (as defined in the Plan) of the Company.
- F2The Company made a grant of phantom units under the 2015 Exterran Corporation Stock Incentive Plan. The phantom units become payable in shares of common stock (or cash in lieu of any fractional shares) within 30 days following the earliest of (i) a deferral date selected by the reporting person, (ii) the reporting person's Separation from Service (as defined in the Plan) for any reason or (iii) the date of a Change of Control (as defined in the Plan) of the Company.