SEC Form 4 · accession 0001635881-16-000086
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel K Schlanger
Officer — Senior Vice President
Period of report
Mar 10, 2016
Accepted (ET)
Mar 11, 2016 · 6:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2016 | M | 22,522 | $11.34 | A | 105,364 | D | |
| Common StockF1 | Mar 10, 2016 | S | 22,522 | $15.61 | D | 82,842 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $11.34 | Mar 10, 2016 | M | 22,522 | D | — | Mar 4, 2019 | Common Stock | 22,522 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $15.32 to $15.96, inclusive.
- F2This award represents a grant of stock options granted on March 4, 2012 under the Exterran Holdings, Inc. 2007 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year on each anniversary of the date of grant.