SEC Form 4 · accession 0001635881-16-000084
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Werner
Officer — Senior Vice President
Period of report
Mar 11, 2016
Accepted (ET)
Mar 11, 2016 · 6:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2016 | M | 5,209 | $15.10 | A | 39,204 | D | |
| Common StockF1 | Mar 11, 2016 | S | 5,209 | $16.75 | D | 33,995 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $15.10 | Mar 11, 2016 | M | 5,209 | D | — | May 11, 2016 | Common Stock | 5,209 | 0 | D |
Explanation of responses
- F1The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $16.70 to $16.82, inclusive.
- F2This award represents a grant of stock options granted on May 11, 2009 under the Exterran Holdings, Inc. 2007 Stock Incentive Plan and vests over a three-year period at the rate of one-third per year on each anniversary of the date of grant.