SEC Form 4 · accession 0001635881-15-000041
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher T Werner
Officer — Senior Vice President
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 8:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | A | 22,964 | $0.00 | A | 22,964 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F3 | $15.10 | Nov 3, 2015 | A | 5,209 | A | — | May 11, 2016 | Common Stock | 5,209 | 5,209 | D |
| Stock Option (Right to Buy)F3 | $17.96 | Nov 3, 2015 | A | 5,418 | A | — | Feb 28, 2017 | Common Stock | 5,418 | 5,418 | D |
Explanation of responses
- F1Acquired in connection with the spin-off of the Issuer from Exterran Holdings, Inc. (renamed Archrock, Inc.) ("Archrock") on November 3, 2015, a portion of which is restricted and continues to be subject to the original vesting requirements applicable to the Reporting Person's Archrock restricted stock, as described in the Reporting Person's Form 4 filings with respect to ownership of securities of Archrock.
- F2Represents options acquired in connection with the spin-off of the Issuer from Archrock, Inc. on November 3, 2015.
- F3This option is fully exercisable.