SEC Form 4 · accession 0001635881-15-000038
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jon C Biro
Officer — SVP & CFO · Director
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 7:56 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 3, 2015 | A | 31,059 | $0.00 | A | 31,059 | D | |
| Common Stock | Nov 4, 2015 | A | 26,024 | $0.00 | A | 57,083 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Acquired in connection with the spin-off of the Issuer from Exterran Holdings, Inc. (renamed Archrock, Inc.) ("Archrock") on November 3, 2015, a portion of which is restricted and continues to be subject to the original vesting requirements applicable to the Reporting Person's Archrock restricted stock, as described in the Reporting Person's Form 4 filings with respect to ownership of securities of Archrock.
- F2This award represents a restricted stock grant under the 2015 Exterran Corporation Stock Incentive Plan one-third of which was vested at grant and one third of which will vest on each November 3 over a two year period, subject to continued employment on each vesting date.