SEC Form 4 · accession 0001389050-15-000030
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Archrock, Inc.
10% Owner
Period of report
Nov 3, 2015
Accepted (ET)
Nov 5, 2015 · 5:27 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3 | Nov 3, 2015 | J | 34,286,267 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Archrock, Inc. (formerly named Exterran Holdings, Inc.) (the "Company") distributed the shares to its stockholders on a pro rata basis in connection with the spin-off of the Issuer from the Company on November 3, 2015 (the "spin-off").
- F2On November 3, 2015, the common stock of the Issuer split 342,862.67-for-1, resulting in the Company's ownership of a total of 34,286,267 shares of common stock of the Issuer.
- F3Prior to the spin-off, the Issuer was a wholly-owned subsidiary of the Company.