SEC Form 4 · accession 0001725102-18-000001
Equitable Financial Corp. · EQFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William B Westering
Director
Period of report
Aug 21, 2018
Accepted (ET)
Aug 31, 2018 · 2:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 21, 2018 | A | 3,350 | $0.00 | A | 18,350 | D | |
| Common Stock | Aug 30, 2018 | P | 9,375 | $11.70 | A | 27,725 | D | |
| Common Stock | holding | — | — | — | 10,000 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Option (Right to Buy)F1 | $12.00 | Aug 21, 2018 | A | 8,329 | A | — | Aug 21, 2028 | Common Stock | 8,329 | 8,329 | D |
Explanation of responses
- F1The option vests in equal annual installments beginning on August 21, 2019. If the number of shares subject to the option is not equally divisible by five, any excess vests on August 21, 2023.