SEC Form 4 · accession 0001338377-17-000001
Equitable Financial Corp. · EQFN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Gdowski
Officer — President and CEO · Director
Period of report
Feb 21, 2017
Accepted (ET)
Feb 23, 2017 · 5:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635626
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 21, 2017 | A | 12,536 | $0.00 | A | 26,058 | D | |
| Common Stock | holding | — | — | — | 6,159 | I | By ESOP | |
| Common Stock | holding | — | — | — | 10,899 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 34,004 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $9.90 | Feb 21, 2017 | A | 32,508 | A | — | Feb 21, 2027 | Common Stock | 32,508 | 32,508 | D |
Explanation of responses
- F1The option vests in equal annual installments beginning on February 21, 2018. If the number of shares subject to the option is not equally divisible by five, any excess vests on February 21, 2022.