SEC Form 4 · accession 0001140361-17-025997
Cincinnati Bancorp · CNNB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John A. Schuler
Officer — SVP
Period of report
Jun 21, 2017
Accepted (ET)
Jun 23, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635484
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 21, 2017 | A | 1,348 | $0.00 | A | 1,373 | D | |
| Common Stock | holding | — | — | — | 2,501 | I | By 401(k) |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $9.55 | Jun 21, 2017 | A | 3,370 | A | Jun 21, 2018 | Jun 21, 2027 | Common Stock | 3,370 | 3,370 | D |
Explanation of responses
- F1Shares of restricted stock vest at a rate of 20% per year commencing on June 21, 2018.
- F2Stock options vest at a rate of 20% per year commencing on June 21, 2018.