SEC Form 4 · accession 0001638599-19-000301
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nancy Lyskawa
Officer — SVP - Global Client Onboarding
Period of report
Mar 4, 2019
Accepted (ET)
Mar 6, 2019 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 4, 2019 | M | 17,810 | $0.849 | A | 18,810 | D | |
| Common Stock | Mar 4, 2019 | S | 17,810 | $6.00 | D | 1,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.849 | Mar 4, 2019 | M | 17,810 | D | — | Sep 20, 2020 | Common Stock | 17,810 | 94,793 | D |
Explanation of responses
- F1The shares subject to the option are fully-vested and exercisable.
- F2The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.