SEC Form 4 · accession 0001638599-19-000269
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Rowe
Officer — SVP and CMO
Period of report
Feb 20, 2019
Accepted (ET)
Feb 22, 2019 · 4:19 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 20, 2019 | M | 6,798 | $0.9746 | A | 28,455 | D | |
| Common Stock | Feb 20, 2019 | M | 6,668 | $1.6689 | A | 35,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.9746 | Feb 20, 2019 | M | 6,798 | D | — | Aug 28, 2019 | Common Stock | 6,798 | 0 | D |
| Stock Option (Right to Buy)F1 | $1.6689 | Feb 20, 2019 | M | 6,668 | D | — | Mar 31, 2019 | Common Stock | 6,668 | 0 | D |
Explanation of responses
- F1The shares subject to the option are fully-vested and exercisable.