SEC Form 4 · accession 0001638599-18-001304
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Petraglia
Officer — SVP & Chief People Officer
Period of report
Nov 29, 2018
Accepted (ET)
Dec 3, 2018 · 8:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Nov 29, 2018 | M | 12,569 | $0.85 | A | 27,569 | I | Through the Petraglia Trust |
| Common StockF2 | Nov 29, 2018 | M | 14,364 | $0.85 | A | 41,933 | I | Through the Petraglia Trust |
| Common StockF2 | Nov 29, 2018 | M | 26,933 | $1.16 | A | 68,866 | I | Through the Petraglia Trust |
| Common StockF2 | Nov 29, 2018 | M | 3,591 | $1.19 | A | 72,457 | I | Through the Petraglia Trust |
| Common StockF2 | Nov 29, 2018 | M | 26,933 | $1.29 | A | 99,390 | I | Through the Petraglia Trust |
| Common Stock | holding | — | — | — | 1,124 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.85 | Nov 29, 2018 | M | 12,569 | D | — | Sep 20, 2020 | Common Stock | 12,569 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $0.85 | Nov 29, 2018 | M | 14,364 | D | — | Oct 15, 2020 | Common Stock | 14,364 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $1.16 | Nov 29, 2018 | M | 26,933 | D | — | Oct 14, 2022 | Common Stock | 26,933 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $1.19 | Nov 29, 2018 | M | 3,591 | D | — | Jun 27, 2022 | Common Stock | 3,591 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $1.29 | Nov 29, 2018 | M | 26,933 | D | — | Mar 1, 2023 | Common Stock | 26,933 | 0 | D |
Explanation of responses
- F1The shares subject to the option are fully-vested and exercisable.
- F2Immediately upon exercise, the shares of common stock acquired by the Reporting Person were placed into the Petraglia Trust.