SEC Form 4 · accession 0001638599-18-001216

Rimini Street, Inc. · RMNI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — President

Period of report

Oct 23, 2018

Accepted (ET)

Oct 25, 2018 · 9:43 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001635282

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Oct 23, 2018	M	33,667	$1.16	A	33,767	D
Common Stock^F3	Oct 23, 2018	S	33,667	$7.06	D	100	D
Common Stock	Oct 24, 2018	M	300	$1.16	A	400	D
Common Stock^F4	Oct 24, 2018	S	300	$7.01	D	100	D
Common Stock	Oct 25, 2018	M	100	$1.16	A	200	D
Common Stock	Oct 25, 2018	S	100	$7.00	D	100	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Common Stock (Right to Buy)^F2	$1.16	Oct 23, 2018	M	33,667	D	—	Jul 1, 2021	Common Stock	33,667	39,468	D
Common Stock (Right to Buy)^F2	$1.16	Oct 24, 2018	M	300	D	—	Jul 1, 2021	Common Stock	300	39,168	D
Common Stock (Right to Buy)^F2	$1.16	Oct 25, 2018	M	100	D	—	Jul 1, 2021	Common Stock	100	39,068	D

F1The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
F2The shares subject to the option are fully-vested and exercisable.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.15, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.02, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.