SEC Form 4 · accession 0001638599-18-001097
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Maddock
Officer — SVP, Global Sales - Recurring
Period of report
Sep 5, 2018
Accepted (ET)
Sep 7, 2018 · 9:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 5, 2018 | M | 10,265 | $0.87 | A | 10,365 | D | |
| Common Stock | Sep 5, 2018 | S | 9,765 | $4.90 | D | 600 | D | |
| Common Stock | Sep 5, 2018 | S | 500 | $4.95 | D | 100 | D | |
| Common Stock | Sep 6, 2018 | M | 150,060 | $0.87 | A | 150,160 | D | |
| Common Stock | Sep 6, 2018 | S | 150,000 | $4.79 | D | 160 | D | |
| Common Stock | Sep 6, 2018 | S | 60 | $5.00 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.87 | Sep 5, 2018 | M | 10,265 | D | — | Dec 31, 2018 | Common Stock | 10,265 | 252,693 | D |
| Employee Stock Option (Right to Buy)F1 | $0.87 | Sep 6, 2018 | M | 150,060 | D | — | Dec 31, 2018 | Common Stock | 150,060 | 102,633 | D |
Explanation of responses
- F1The shares subject to the option are fully-vested and exercisable.