SEC Form 4 · accession 0001638599-18-000952

Rimini Street, Inc. · RMNI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — SVP, Global Sales - Recurring

Period of report

Aug 21, 2018

Accepted (ET)

Aug 23, 2018 · 5:04 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001635282

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 21, 2018	M	17,500	$0.87	A	17,600	D
Common Stock^F2	Aug 21, 2018	S	17,500	$5.10	D	100	D
Common Stock	Aug 22, 2018	M	30,000	$0.87	A	30,100	D
Common Stock^F3	Aug 22, 2018	S	30,000	$5.21	D	100	D
Common Stock	Aug 23, 2018	M	10,000	$0.87	A	10,100	D
Common Stock^F4	Aug 23, 2018	S	10,000	$5.05	D	100	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (Right to Buy)^F1	$0.87	Aug 21, 2018	M	17,500	D	—	Dec 31, 2018	Common Stock	17,500	321,331	D
Employee Stock Option (Right to Buy)^F1	$0.87	Aug 22, 2018	M	30,000	D	—	Dec 31, 2018	Common Stock	30,000	291,331	D
Employee Stock Option (Right to Buy)^F1	$0.87	Aug 23, 2018	M	10,000	D	—	Dec 31, 2018	Common Stock	10,000	281,331	D

F1The shares subject to the option are fully-vested and exercisable.
F2The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.02 to $5.12, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F3The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.04 to $5.24, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.
F4The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.00 to $5.12, inclusive. The Reporting Person undertakes to provide to Rimini Street, Inc., any security holder of Rimini Street, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote of this Form 4.