SEC Form 4 · accession 0001638599-18-000430
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sebastian Grady
Officer — President
Period of report
Apr 5, 2018
Accepted (ET)
Apr 9, 2018 · 8:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 5, 2018 | M | 2,704 | $1.156 | A | 2,804 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.04 | D | 2,704 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.08 | D | 2,604 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.285 | D | 2,504 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.29 | D | 2,404 | D | |
| Common Stock | Apr 5, 2018 | S | 200 | $8.325 | D | 2,204 | D | |
| Common Stock | Apr 5, 2018 | S | 900 | $8.33 | D | 1,304 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.34 | D | 1,204 | D | |
| Common Stock | Apr 5, 2018 | S | 400 | $8.35 | D | 804 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.45 | D | 704 | D | |
| Common Stock | Apr 5, 2018 | S | 300 | $8.465 | D | 404 | D | |
| Common Stock | Apr 5, 2018 | S | 100 | $8.47 | D | 304 | D | |
| Common Stock | Apr 5, 2018 | S | 101 | $8.48 | D | 203 | D | |
| Common Stock | Apr 5, 2018 | S | 101 | $8.49 | D | 102 | D | |
| Common Stock | Apr 5, 2018 | S | 2 | $8.50 | D | 100 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $1.156 | Apr 5, 2018 | M | 2,704 | D | — | Jul 1, 2021 | Common Stock | 2,704 | 236,799 | D |
Explanation of responses
- F1The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
- F2The shares subject to the option are fully-vested and exercisable.