SEC Form 4 · accession 0001638599-18-000357
Rimini Street, Inc. · RMNI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David W. Rowe
Officer — SVP and CMO
Period of report
Mar 21, 2018
Accepted (ET)
Mar 23, 2018 · 8:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635282
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2018 | M | 1,766 | $0.43 | A | 3,840 | D | |
| Common Stock | Mar 21, 2018 | M | 1,723 | $0.70 | A | 5,563 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $0.43 | Mar 21, 2018 | M | 1,766 | D | — | Mar 28, 2018 | Common Stock | 1,766 | 0 | D |
| Employee Stock Option (Right to Buy)F1 | $0.70 | Mar 21, 2018 | M | 1,723 | D | — | Jun 30, 2018 | Common Stock | 1,723 | 0 | D |
Explanation of responses
- F1The shares subject to the option are fully-vested and exercisable.