SEC Form 4 · accession 0001567619-18-007373
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary T Jolliffe
Director
Period of report
Dec 4, 2018
Accepted (ET)
Dec 6, 2018 · 9:43 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 4, 2018 | S | 1,937 | $18.40 | D | 355 | I | By Spouse |
| Common Stock | Dec 4, 2018 | S | 1,600 | $18.40 | D | 3,400 | I | By Trust |
| Common Stock | holding | — | — | — | 2,599 | I | By Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 47,662 | D | ||
| Common Stock | holding | — | — | — | 40,405 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 10,556 | 10,556 | D |