SEC Form 4 · accession 0001140361-18-028198
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Bailey
Officer — Ex. VP and Chief Lending Off.
Period of report
Jun 8, 2018
Accepted (ET)
Jun 12, 2018 · 1:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 8, 2018 | F | 914 | $20.35 | D | 4,553 | D | |
| Common Stock | holding | — | — | — | 9,000 | I | Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 2,383 | I | 401(k) Plan | |
| Common Stock | holding | — | — | — | 538 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 20,000 | 20,000 | D |