SEC Form 4 · accession 0001140361-18-003233
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G McCain
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 4,331 | I | By Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 9,788 | D | ||
| Common Stock | holding | — | — | — | 227 | I | By Spouse | |
| Common Stock | holding | — | — | — | 22,866 | I | By IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $13.04 | Jan 23, 2018 | J | 8,445 | D | Jun 7, 2017 | Jun 8, 2026 | Common Stock | 8,445 | 2,111 | D |
Explanation of responses
- F1The reporting person has announced his retirement from the board of directors and options being disposed of represent unvested portion of option grant. No consideration was received.