SEC Form 4 · accession 0001140361-18-003206
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Andersen
Director
Period of report
Jan 23, 2018
Accepted (ET)
Jan 25, 2018 · 3:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 30,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $17.65 | Jan 23, 2018 | A | 5,278 | A | Jan 23, 2019 | Jan 22, 2028 | Common Stock | 5,278 | 5,278 | D |
| Stock Option (Right to buy) | $17.30 | holding | — | — | — | Jul 31, 2018 | Jul 30, 2027 | Common Stock | 5,278 | 5,278 | D |
Explanation of responses
- F1The option grant will vest in increments of 20% of the grant amount on each of the five anniversaries of the date of grant.