SEC Form 5 · accession 0001140361-18-002194
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John J. Bailey
Officer — Sr. VP and Chief Lending Off.
Period of report
Dec 31, 2017
Accepted (ET)
Jan 17, 2018 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 31, 2017 | J | 1,774 | — | A | 2,383 | I | 401(k) Plan |
| Common Stock | holding | — | — | — | 2,467 | D | ||
| Common Stock | holding | — | — | — | 12,000 | I | Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 538 | I | ESOP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1Purchases are at varying prices and amounts during the year.