SEC Form 4 · accession 0001140361-17-032119
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael A Shriner
Officer — President & CEO · Director
Period of report
Aug 14, 2017
Accepted (ET)
Aug 14, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 14, 2017 | M | 19,000 | $9.4323 | A | 37,996 | D | |
| Common Stock | holding | — | — | — | 17,664 | I | Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 2,849 | I | IRA | |
| Common Stock | holding | — | — | — | 15,177 | I | ESOP | |
| Common Stock | holding | — | — | — | 26,746 | I | 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $9.4323 | Aug 14, 2017 | M | 19,000 | D | May 9, 2009 | May 9, 2018 | Common Stock | 19,000 | 0 | D |
| Stock Option (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 36,000 | 36,000 | D |