SEC Form 4 · accession 0001140361-17-012048
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gary T Jolliffe
Director
Period of report
Mar 9, 2017
Accepted (ET)
Mar 15, 2017 · 2:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 9, 2017 | M | 15,000 | $9.4323 | A | 39,377 | D | |
| Common Stock | holding | — | — | — | 4,331 | I | By Equity Incentive Plan | |
| Common Stock | holding | — | — | — | 40,405 | I | By IRA | |
| Common Stock | holding | — | — | — | 1,937 | I | By Spouse | |
| Common Stock | holding | — | — | — | 5,000 | I | By Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy) | $9.4323 | Mar 9, 2017 | M | 15,000 | D | May 9, 2009 | May 8, 2018 | Common Stock | 15,000 | 54,054 | D |
| Stock Options (Right to Buy) | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 10,556 | 10,556 | D |