SEC Form 4/A · accession 0001140361-17-007620
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Lawrence B Seidman
Director · 10% Owner
Period of report
Feb 8, 2017
Accepted (ET)
Feb 15, 2017 · 10:53 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2017 | P | 500 | $14.95 | A | 130,952 | I | By Seidman Investment Partnership II, L.P. |
| Common Stock | holding | — | — | — | 30,000 | D | ||
| Common Stock | holding | — | — | — | 102,204 | I | By Seidman and Associates, LLC | |
| Common Stock | holding | — | — | — | 78,878 | I | By Seidman Investment Partnership, L.P. | |
| Common Stock | holding | — | — | — | 24,393 | I | By Seidman Investment Partnership III, L.P. | |
| Common Stock | holding | — | — | — | 55,832 | I | By LSBK06-08, L.L.C. | |
| Common Stock | holding | — | — | — | 70,416 | I | By Broad Park Investors, L.L.C. | |
| Common Stock | holding | — | — | — | 44,316 | I | By Chewy Gooey Cookies, L.P. | |
| Common Stock | holding | — | — | — | 67,229 | I | By CBPS, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2,F1 | $13.29 | holding | — | — | — | Aug 22, 2017 | Aug 21, 2026 | Common Stock | 10,556 | 10,556 | D |
Explanation of responses
- F1The options vest in 20% increments on each of the five anniversaries of the date of grant.
- F2NOTE: This Form 4/A is being filed to correct the stock option information shown on one Form 4 filed February 10, 2017. The terms of the stock option grant were correctly reported on the Reporting Person's Form 4 filed on August 23, 2016. However, due to a clerical error, the data was incorrectly reported on the Form 4 being amended herewith. The option terms shown above are the correct terms.