SEC Form 4 · accession 0001140361-16-089658
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lawrence B Seidman
Director · 10% Owner
Period of report
Dec 9, 2016
Accepted (ET)
Dec 14, 2016 · 4:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 9, 2016 | P | 100 | $13.95 | A | 117,152 | I | By Seidman Investment Partnership II, L.P. |
| Common Stock | Dec 13, 2016 | P | 5,800 | $14.30 | A | 122,952 | I | By Seidman Investment Partnership II, L.P. |
| Common Stock | holding | — | — | — | 30,000 | D | ||
| Common Stock | holding | — | — | — | 102,204 | I | By Seidman and Associates, LLC | |
| Common Stock | holding | — | — | — | 78,878 | I | By Seidman Investment Partnership, L.P. | |
| Common Stock | holding | — | — | — | 24,393 | I | By Seidman Investment Partnership III, L.P. | |
| Common Stock | holding | — | — | — | 55,832 | I | By LSBK06-08, L.L.C. | |
| Common Stock | holding | — | — | — | 70,416 | I | By Broad Park Investors, L.L.C. | |
| Common Stock | holding | — | — | — | 44,316 | I | By Chewy Gooey Cookies, L.P. | |
| Common Stock | holding | — | — | — | 67,229 | I | By CBPS, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 1,508 | 1,508 | D |
Explanation of responses
- F1The options vest in 20% increments on each of the five anniversaries of the date of grant.