SEC Form 4 · accession 0001140361-16-076860
MSB FINANCIAL CORP · MSBF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond Vanaria
Director
Period of report
Aug 16, 2016
Accepted (ET)
Aug 16, 2016 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635261
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 16, 2016 | P | 7,600 | $13.2164 | A | 53,911 | I | Retirement Plans and IRA |
| Common Stock | holding | — | — | — | 15,323 | D | ||
| Common Stock | holding | — | — | — | 900 | I | Spouse | |
| Common Stock | holding | — | — | — | 1,000 | I | Daughter |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $13.04 | holding | — | — | — | Jun 7, 2017 | Jun 6, 2026 | Common Stock | 12,064 | 12,064 | D |
Explanation of responses
- F1The options vest in 20% increments on each of the five anniversaries of the date of grant.